NOTICE: ECSRC Register of Licensees

1
NOTICE: ECSRC Register of Licensees

notice5

PRESS RELEASE – The Eastern Caribbean Securities Regulatory Commission wishes to advise the public of the following change in the Register of Licensees:

Effective 28 September 2015 the following licences were granted:

-Broker Dealer Licence Number GR-BD-0002-15 to Grenada Co-operative Bank pursuant to Section 45 to Section 48 and Section 64 to Section 66 of the Securities Act Chapter S13 of Anguilla; and Section 46 to Section 49 and Section 65 to Section 67 of the Securities Acts: No. 14 of 2001 of Antigua and Barbuda, No. 21 of 2001 of the Commonwealth of Dominica, No. 23 of 2001 of Grenada, Chapter 11.01 of Montserrat, Chapter 21.16 of St Kitts and Nevis, Chapter 12.18 of Saint Lucia, and Chapter 261 of St Vincent and The Grenadines.

-Principal Licence Number GR-PL-0002-15 to Mr Aaron Logie pursuant to Section 59 of the Securities Act Chapter S13 of Anguilla; Section 60 of the Securities Act No. 14 of 2001 of Antigua and Barbuda; Section 60 of the Securities Act No. 21 of 2001 of the Commonwealth of Dominica, Section 60 of the Securities Act No. 23 of 2001 of Grenada; Section 60 of the Securities Act Chapter 11.01 of Montserrat, Section 60 of the Securities Act Chapter 21.16 of St Kitts and Nevis; Section 60 of the Securities Act Chapter 12.18 of Saint Lucia; and Section 60 of the Securities Act Chapter 261 of St Vincent and The Grenadines.  Mr Logie is accredited to the broker dealer operations of Grenada Co-operative Bank Ltd.

-Representative Licence Number GR-RR-0005-15 to Ms Carla Sylvester and Representative Licence Number GR-RR-0006-15 to Ms Keisha Greenidge pursuant to Section 61 of the Securities Act Chapter S13 of Anguilla; Section 62 of the Securities Act No. 14 of 2001 of Antigua and Barbuda; Section 62 of the Securities Act No. 21 of 2001 of the Commonwealth of Dominica, Section 62 of the Securities Act No. 23 of 2001 of Grenada; Section 62 of the Securities Act Chapter 11.01 of Montserrat, Section 62 of the Securities Act Chapter 21.16 of St Kitts and Nevis; Section 62 of the Securities Act Chapter 12.18 of Saint Lucia; and Section 62 of the Securities Act Chapter 261 of St Vincent and The Grenadines. Ms Sylvester and Ms Greenidge are accredited to the broker dealer operations of Grenada Co operative Bank Ltd.

(0)(0)

No posts to display

1 COMMENT

  1. i have not understood anything in this statement and what it pertains too..... only a lot of section this and that...

    what is this even about?

    (0)(0)

Comments are closed.