NOTICE: Eastern Caribbean Securities Regulatory Commission

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NOTICE: Eastern Caribbean Securities Regulatory Commission

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PRESS RELEASE – The Eastern Caribbean Securities Regulatory Commission wishes to advise the public of th following change in the Register of Licensees:

Effective 20 December 2016 – Representative Licence Number KN-RR-0006-02 granted to Mrs Lisa Jones-Herbert, who was accredited to The Bank of Nevis Ltd, is hereby revoked.

This revocation is pursuant to Sections 65 (1) (f) of the Securities Act Chapter S13 of Anguilla; Sections 66 (1) (f) of the Securities Act No. 14 of 2001 of Antigua and Barbuda; Sections 66

(1) (f) of the Securities Act No. 21 of 2001 of the Commonwealth of Dominica; Sections 66 (1)
(f) of the Securities Act No. 23 of 2001 of Grenada; Sections 66 (1) (f) of the Securities Act

Chapter 11.01 of Montserrat; Sections 66 (1) (f) of the Securities Act Chapter 21.16 of St Kitts and Nevis; Sections 66 (1) (f) of the Securities Act Chapter 12.18 of Saint Lucia; and Sections 66 (1) (f) of the Securities Act Chapter 261 of St Vincent and the Grenadines.

Mrs Jones-Herbert has ceased to carry on the business of a Representative in the Eastern Caribbean Securities Market.

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